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United States Supreme Court Employment Law Cases All pending employment law cases - click here |
Federal Express Corporation v. Holowecki
(06-1322)
EEOC: An intake questionnaire can be used as a charge
Decided February 27, 2008
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Held: An "intake questionnaire" submitted to the EEOC may suffice for
the charge of discrimination that must be submitted pursuant to the ADEA.
Official
Syllabus:
The
Age Discrimination in Employment Act of 1967 (ADEA) requires that "[n]o
civil action ... be commenced ... until 60 days after a charge alleging
unlawful discrimination has been filed with the Equal Employment Opportunity
Commission" (EEOC), 29 U. S. C. §626(d), but does not define the term
"charge." After petitioner delivery service (FedEx) initiated
programs tying its couriers' compensation and continued employment to
certain performance benchmarks, respondent Kennedy (hereinafter respondent),
a FedEx courier over age 40, filed with the EEOC, in December 2001, a Form
283 "Intake Questionnaire" and a detailed affidavit supporting her
contention that the FedEx programs discriminated against older couriers in
violation of the ADEA. In April 2002, respondent and others filed this ADEA
suit claiming, inter alia, that the programs were veiled attempts to force
out, harass, and discriminate against older couriers. FedEx moved to dismiss
respondent's action, contending she had not filed the "charge"
required by §626(d). Respondent countered that her Form 283 and affidavit
constituted a valid charge, but the District Court disagreed and granted
FedEx's motion. The Second Circuit reversed. Held:
1. In addition to the information required
by the implementing regulations, i.e., an allegation of age discrimination
and the name of the charged party, if a filing is to be deemed a
"charge" under the ADEA it must be reasonably construed as a
request for the agency to take remedial action to protect the employee's
rights or otherwise settle a dispute between the employer and the
employee.
(a) There is little dispute that the EEOC's
regulations-so far as they go-are reasonable constructions of the statutory
term "charge" and are therefore entitled to deference under Chevron
U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837
. However, while the regulations give some content to the term charge, they
fall short of a comprehensive definition. Thus, the issue is the guidance
the regulations give. Title 29 CFR §1626.3 says: "charge shall mean a
statement filed with the [EEOC] which alleges that the named prospective
defendant has engaged in or is about to engage in acts in violation of the
Act." Section 1626.8(a) identifies information a "charge should
contain," including: the employee's and employer's names, addresses,
and phone numbers; an allegation that the employee was the victim of age
discrimination; the number of employees of the charged employer; and a
statement indicating whether the charging party has initiated state
proceedings. Section 1626.8(b), however, seems to qualify these requirements
by stating that a charge is "sufficient" if it meets the
requirements of §1626.6-i.e., if it is "in writing and ... name[s] the
prospective respondent and ... generally allege[s] the discriminatory act(s)."
That the meaning of charge remains unclear, even with the regulations, is
evidenced by the differing positions of the parties and the Courts of
Appeals on the matter.
(b) Just as this Court defers to reasonable
statutory interpretations, an agency is entitled to deference when it adopts
a reasonable interpretation of its regulations, unless its position is
" ' plainly erroneous or inconsistent with the regulation,' " Auer
v. Robbins, 519 U. S. 452 . The Court accords such deference to the
EEOC's position that its regulations identify certain requirements for a
charge but do not provide an exhaustive definition. It follows that a
document meeting §1626.6's requirements is not a charge in every instance.
The language in §§1626.6 and 1626.8 cannot be viewed in isolation from the
rest of the regulations. While the regulations' structure is less than
clear, the relevant provisions are grouped under the title,
"Procedures-Age Discrimination in Employment Act." A permissible
reading is that the regulations identify the procedures for filing a charge
but do not state the full contents of a charge.
(c) That does not resolve this case because
the regulations do not state what additional elements are required in a
charge. The EEOC submits, in accordance with a position it has adopted in
internal directives over the years, that the proper test is whether a
filing, taken as a whole, should be construed as a request by the employee
for the EEOC to take whatever action is necessary to vindicate her
rights.
(d) The EEOC acted within its authority in
formulating its request-to-act requirement. The agency's policy statements,
embodied in its compliance manual and internal directives, interpret not
only its regulations but also the statute itself. Assuming these
interpretive statements are not entitled to full Chevron deference,
they nevertheless are entitled to a "measure of respect" under the
less deferential standard of Skidmore v. Swift & Co., 323 U. S.
134 , see Alaska Dept. of Environmental Conservation v. EPA, 540 U.
S. 461 , whereby the Court considers whether the agency has consistently
applied its position, e.g., United States v. Mead Corp., 533 U. S.
218 . Here, the relevant interpretive statement has been binding on EEOC
staff for at least five years. True, the agency's implementation has been
uneven; e.g., its field office did not treat respondent's filing as a
charge, and, as a result, she filed suit before the EEOC could initiate
conciliation with FedEx. Such undoubted deficiencies are not enough,
however, to deprive an agency that processes over 175,000 inquiries a year
of all judicial deference. Moreover, the charge must be defined in a way
that allows the agency to fulfill its distinct statutory functions of
enforcing antidiscrimination laws, see 29 U. S. C. §626(d), and
disseminating information about those laws to the public, see, e.g., Civil
Rights Act of 1964, §§705(i), 705(g)(3).
(e) FedEx's view that because the EEOC must
act "[u]pon receiving ... a charge," 29 U. S. C. §626(d), its
failure to do so means the filing is not a charge, is rejected as too
artificial a reading of the ADEA. The statute requires the aggrieved
individual to file a charge before filing a lawsuit; it does not condition
the individual's right to sue upon the agency taking any action. Cf. Edelman
v. Lynchburg College, 535 U. S. 106 . Moreover, because the filing of a
charge determines when the ADEA's time limits and procedural mechanisms
commence, it would be illogical and impractical to make the definition of
charge dependent upon a condition subsequent over which the parties have no
control. Cf. Logan v. Zimmerman Brush Co., 455 U. S. 422 . Pp. 12-13.
2. The agency's determination that
respondent's December 2001 filing was a charge is a reasonable exercise of
its authority to apply its own regulations and procedures in the course of
the routine administration of the statute it enforces.
(a) Respondent's completed Form 283
contained all the information outlined in 29 CFR §1626.8, and, although the
form did not itself request agency action, the accompanying affidavit asked
the EEOC to "force [FedEx] to end [its] age discrimination plan."
FedEx contends unpersuasively that, in context, the latter statement is
ambiguous because the affidavit also stated: "I have been ... assur[ed]
by [the EEOC] that this Affidavit will be considered confidential ... and
will not be disclosed ... unless it becomes necessary ... to produce the
affidavit in a formal proceeding." This argument reads too much into
the nondisclosure assurances. Respondent did not request the EEOC to avoid
contacting FedEx, but stated only her understanding that the affidavit
itself would be kept confidential and, even then, consented to disclosure of
the affidavit in a "formal proceeding." Furthermore, respondent
checked a box on the Form 283 giving consent for the EEOC to disclose her
identity to FedEx. The fact that respondent filed a formal charge with the
EEOC after she filed her District Court complaint is irrelevant because
postfiling conduct does not nullify an earlier, proper charge.
(b) Because the EEOC failed to treat
respondent's filing as a charge in the first instance, both sides lost the
benefits of the ADEA's informal dispute resolution process. The court that
hears the merits can attempt to remedy this deficiency by staying the
proceedings to allow an opportunity for conciliation and settlement. While
that remedy is imperfect, it is unavoidable in this case. However, the
ultimate responsibility for establishing a clearer, more consistent process
lies with the EEOC, which should determine, in the first instance, what
revisions to its forms and processes are necessary or appropriate to reduce
the risk of future misunderstandings by those who seek its assistance. 440
F. 3d 558, affirmed.
KENNEDY, J., delivered the opinion of the
Court, in which ROBERTS, C. J., and STEVENS, SOUTER, GINSBURG, BREYER, and
ALITO, JJ., joined. THOMAS, J., filed a dissenting opinion, in which SCALIA,
J., joined.
Case below: Holowecki
v. Federal Express Corporation, 440 F.3d 558 (2nd Cir
03/08/2006).
Question presented in the petition for certiorari:
Whether the Second Circuit erred in
concluding, contrary to the law of several other circuits and implicating an
issue this Court has examined but not yet decided, that an "intake
questionnaire" submitted to the Equal Employment Opportunity Commission
("EEOC") may suffice for the charge of discrimination that must be
submitted pursuant to the Age Discrimination in Employment Act, 29 U.S.C. § 621
et seq. ("ADEA"), even in the
absence of evidence that the EEOC treated the form as a charge or the employee
submitting the questionnaire reasonably believed it constituted a
charge.
Question presented in Respondents' brief: 1. Whether the procedural regulation of the Equal Employment
Opportunity Commission under the ADEA, 29 C.F.R. § 1626, which provides that the
first writing filed by a potential plaintiff with the Commission that identifies
the parties and the general nature of the discrimination is controlling on the
question of when a charge is filed? 2. Whether the Commission’s failure promptly to notify the
employer that a charge has been filed delays or diminishes the charging party’s
right to bring and prosecute a private suit to vindicate her claims under the
ADEA?
Certiorari Documents:
Briefs on the merits:
Other sources:
Counsel:
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Editor: Ross Runkel, Professor of Law Emeritus. email Ross@LawMemo.Com, Phone 503-399-8028. Copyright LawMemo, Inc.
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